Japan Compliance 2008

Internal Control Systems

Publication Date	May 2009
Publisher	IDC
Product Type	Report
Pages	119
ISBN Number	not applicable
Product Code	IDC06199

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Summary

This IDC study (which is a translation of the Japanese report IDC #J8280105) is about the internal control system of corporate laws and the Financial Instruments and Exchange Law. Based on our analysis of user companies' internal control system introduction/maintenance case; the relation between compliance of financial field and internal control; the relation between compliance of a nonfinancial field and internal control; compliance-relevant product/service introduction situation according to the existence of an internal control, and others; and the investment scale of internal control relevant market (including the Japanese version of the Sarbanes-Oxley Act [SOX] law), we present our forecast and comparison with the entire domestic compliance market scale.

Although the internal control concerning a financial report assumes a interdependence relation between the business process control by the user department and by the general control of information system department, when the actual project is seen, cases where the coordination of the auditor, manager, user department, and information system department is insufficient is seen. "The vendor must develop an internal control support solution that attempts the prevention of injustice through information coordination/sharing within the company and between companies," says Eiji Sasahara, research manager, IT spending, IDC Japan.

Content

IDC Opinion
In This Study
- Methodology
  - Market Scale Definition
- Compliance Infrastructure Market Definition Change
- Executive Summary
Situation Overview
- Compliance and Internal Control Definition and Applicable Laws and Ordinances
- Internal Control Formulation and Improvement Case Example: Transport Machine Manufacturing Industry Case
  - Compliance Promotion System and Internal Control
  - Stakeholder Responsibility and Internal Control
- Financial Field Compliance and Internal Control
  - IT Solutions and Internal Control
    - Overview
    - Financial Statement Audit and IT Control
    - Internal Control Audit and IT Control Over Financial Reporting
      - Assessment Review of Application Control Over IT
      - Assessment Review of General Control Over IT
      - Relationship of Financial Statement Audit and Internal Control Audit over Financial Reporting
  - Accounting Convergence and Internal Control
    - Overview
    - Accounting Convergence and New Accounting Standards
    - Effects of Accounting Convergence in Internal Control
- Nonfinancial Field Compliance and Internal Control
  - Intellectual Property Management and Internal Control
    - Overview of Case Studies
    - Case Example of Intellectual Property Management as Internal Control: Medicine Manufacturing Industry (Takeda Pharmaceutical Company Ltd.)
    - Intellectual Property Management Globalization and Internal Control
    - Asian Market Global Intellectual Property Management Case Example: Electronics Manufacturing Industry (Panasonic)
  - Personal Information Management and Internal Control
    - Overview
    - Personal Information Management and Company Law Internal Control
      - Telecommunications Company's Case Example: NTTGROUP, KDDI
      - Financial Institutions Case Example: Mitsubishi UFJ Financial Group, Inc. Bank of Yokohama
    - Personal Information Management and Business-To-Consumer eCommerce Internal Control
  - Supply Chain Management and Internal Control
    - Overview
    - Supply Chain Management and Business-To-Business eCommerce Internal Control
    - Business Continuity/Disaster Recovery, Supply Chain Management, and Internal Control
  - Environmental Compliance and Internal Control
    - Overview
    - Definition of Environmental Compliance
    - Greenhouse Gas Emissions Reduction and Internal Control
    - Environmental Accounting and Internal Control Cooperation Case Example: Chemical Industry (Nitto Denko)
- IT Utilization Situation of User Enterprise Engaged in Internal Control
  - Overview
  - Compliance Promotion Organization/Institution and Internal Control System
  - Stakeholder/Laws and Internal Control System Prioritized with Compliance
  - Internal Control System and Compliance-Tied IT Investment
    - Internal Control System and Compliance Infrastructure Market
    - Internal Control System and GRC Management Solutions Market
    - Internal Control System and Other IT Products/Services
  - Business Continuity/Disaster Recovery, and Compliance Related IT Investment
    - Business Continuity/Disaster Recovery, and Compliance Infrastructure Market
    - Business Continuity/Disaster Recovery, and Governance/Risk/Compliance Management Solution Market
    - Business Continuity/Disaster Recovery, and Other IT Products/Services
Future Outlook
- Forecast and Assumptions
  - Investment Size Forecast of Domestic Compliance Market and Internal Control Relevant Market
- Market Context
Essential Guidance
Learn More
- Related Research
- Definition of Compliance
  - Compliance
    - Stakeholder of Compliance Market and Object Law
  - Definition of Compliance Infrastructure and Market
    - Compliance Infrastructure: Hardware Market Classification
    - Compliance Infrastructure: Software Market Classification
    - Compliance Infrastructure: Service Market Classification
  - Governance/Risk/Compliance Management Solution Market Definition
- Synopsis
List of Tables
- Table: Compliance Infrastructure Market: Software Market Definition Changes
- Table: Response for Internal Control Report System Introduction (Internal Control Standards Since Official Announcement)
- Table: Law Administrating Department and Main Management Laws (Transport Machine Manufacturing Industry Case)
- Table: Example of Internal Control System Basic Policy of Company Law (Case of Transport Machine Manufacturing Industry)
- Table: Transition of International Patent Application by Country: 2003-2007
- Table: 2007 International Patent Application by Company (World Top 20 Company)
- Table: Greenhouse Gas Emissions Top 10 Companies Environmental Disclosure, April 2006 to March 2007
- Table: Key Forecast Assumptions for Japan Compliance Market, 2008-2012
- Table: Japan Compliance Market Scale Forecast, 2006-2012
- Table: Financial Reporting Related Internal Control Market Size Forecast, 2006-2012
- Table: Japan Compliance Market Comparison from Previous Investment Amount Forecast: Forecast in March 2008 and March 2007, 2006-2011
- Table: Japan Compliance Market Comparison from Previous Growth Rate Forecast from Previous Year: Forecast in March 2008 and March 2007, 2007-2011
- Table: Internal Control Relevant Market - A Financial Report Comparison from Previous Market Scale Forecast: Forecast in May 2008 and May 2007, 2006-2011
- Table: Internal Control Relevant Market - A Financial Report Comparison from Previous Growth Rate Forecast from Previous Year: Forecast in May 2008 and May 2007, 2007-2011
- Table: Compliance Infrastructure Classification Per Function: Hardware Market
- Table: Compliance Infrastructure Classification Per Function: Software Market
- Table: Compliance Infrastructure Classification Per Function: Service Market
- Table: Financial GRC Management Solution Market Classification Per Function
List of Figures
- Figure: Relationship Between Internal Control of Company Law and Internal Control of Financial Instruments and Exchange Law
- Figure: Stakeholder Responsibility (Transport Machine Manufacturing Industry Case)
- Figure: Relationship of Supply Chain Business Process and EDI/B2B-EC)
- Figure: Relation of The Major Laws/Standards/Guidelines in Environmental Field
- Figure: Compliance Promotion System
- Figure: Established Compliance Promotion Organization According to the Internal Control System Existence
- Figure: Compliance Use Of External Organization According to the Internal Control System Existence
- Figure: Compliance Promotion System According to the Internal Control System Existence
- Figure: Priority Stakeholder According to the Internal Control System Existence
- Figure: Statue That Has Priority by Compliance According to the Internal Control System Existence
- Figure: Compliance Infrastructure Hardware Introductory Situation According to Internal Control System Existence
- Figure: Compliance Infrastructure Software Introductory Situation According to Internal Control System Existence
- Figure: Compliance Infrastructure Service Introductory Situation According to Internal Control System Existence
- Figure: Governance/Risk/Compliance Management Solution Introductory Situation According to Internal Control System Existence
- Figure: Related Hardware Introductory Situation According to Internal Control System Existence
- Figure: Related Software Introductory Situation According to Internal Control System Existence
- Figure: Related Service Introductory Situation According to Internal Control System Existence
- Figure: Compliance Infrastructure Hardware Business Continuation/ Introductory Situation According to Disaster Countermeasures Existence
- Figure: Compliance Infrastructure Software Business Continuation/ Introductory Situation According to Disaster Countermeasures Existence
- Figure: Compliance Infrastructure Service Business Continuation/ Introductory Situation According to Disaster Countermeasures Existence
- Figure: Governance/Risk/Compliance Management Solution Business Continuation/Introductory Situation According To Disaster Countermeasures Existence
- Figure: Related Hardware Business Continuation/Introductory Situation According to Disaster Countermeasures Existence
- Figure: Related Software Business Continuation/Introductory Situation According To Disaster Countermeasures Existence
- Figure: Related Service Business Continuation/Introductory Situation According to Disaster Countermeasures Existence
- Figure: Japan Compliance Market Scale Forecast, 2006-2012
- Figure: Financial Reporting Related Internal Control Market Size Forecast, 2006-2012
- Figure: Japan Compliance Market Comparison from Previous Investment Amount Forecast: Forecast in March 2008 and March 2007, 2006-2011
- Figure: Internal Control Relevant Market - A Financial Report Comparison from Previous Market Scale Forecast: Forecast in May 2008 and May 2007, 2006-2011
- Figure: Stakeholders and Object Laws That Surround Compliance
- Figure: Classification of Compliance Market
- Figure: Management Aim and Important Field of IT Use in the 2007 Version Compliance Infrastructure
- Figure: 2007 Version Compliance Infrastructure Market Model
- Figure: 2008 Version Compliance Infrastructure Market Model
- Figure: Relation Between GRC Management Solution and Application Market